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Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Permanent
Location: Sydney
Job Reference: 3449867
Contact Email:
Job Published: 27 days ago

Job Description

  • Excellent Career Role
  • High-Visibility, Stakeholder Engagement
  • Strategic Opportunity
This is a unique Compliance Analyst career opportunity to join an elite financial services Advisory Firm. The company specialise within Wealth Management, Investment Advice and Asset Management. 

Working closely with the talented Head of Compliance & Risk, this role focuses around the following tasks;
  • Providing commercial and accurate advice to the business relating to compliance matters.
  • Undertaking assessment of the compliance processes across all business units.
  • Implementing continuous enhancements to improve compliance frameworks. 
  • Monitoring industry developments and communicating with the relevant business units.
This role is to join a boutique team whereby you will gain invaluable insight & exposure across the business – and your contribution will have a direct impact on the success of the governance programme.

To be considered you have:
  • Solid compliance & risk work experience within the Financial Services sector.
  • Strong knowledge of regulatory policy and licensing obligations in Australia
  • Exceptional stakeholder management and communication skills – both verbal and written
  • Strong business acumen
  • Ideally hold a Legal qualification or legal working experience.
We require a focused professional who wants to enhance their compliance & risk experience under the guidance of a talented Manager.

Applications welcomed!

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