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Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Permanent
Location: Brisbane
Industry:
Reference: 2739323
Job Published: May 14, 2018 09:45

Job Description

Our client is a boutique property funds management business experiencing rapid growth and they require a Compliance Analyst to join their Legal, Compliance and Risk team. 

Key responsibilities will include:
  • Managing regulatory and compliance requirements
  • Developing and implementing the compliance controls framework, monitoring and internal testing plan
  • Providing ongoing compliance support and advice to internal stakeholders, including responding to daily queries from investor relations / registry, distribution team, asset management and marketing departments
  • Complaints handling
  • Raising and managing incidents and breaches
  • Governance champion, overseeing record keeping of various committees
  • Compliance reviews of marketing material
You will possess working knowledge of financial services and proven experience in a compliance/audit role. Experience with Corporate Actions Act, ASIC, Privacy Act, AML and KYC will be required for this position and first time movers out of big 4 are encouraged to apply. You will be rewarded with a supportive team culture, work life balance and flexibility. 

If you are interested in hearing more about this position, please hit "Apply" or contact Savannah Cant on 07 3854 3806.

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