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Compliance Analyst

Job Title: Compliance Analyst
Contract Type: Permanent
Location: Brisbane
Reference: 2999069
Job Published: September 07, 2019 12:00

Job Description

Our client is an innovative fund manager, offering global investment solutions. Due to an internal promotion, they have an opportunity for a talented Compliance Officer to join their high-performing team.

This is a unique opportunity for a recent graduate with 1-3 years operational experience to develop a career within risk. This role will suit a driven, dynamic individual with a genuine interest in financial markets and a desire to develop a career within investment risk and compliance. 

Key Responsibilities will include:
  • Review & action investment compliance breaches.
  • Review of monthly and quarterly manager attestations.
  • Conduct testing to ensure registered managed investment schemes are operated in line with requirements
  • Conduct testing of the AML/CTF Compliance Program
  • Conduct testing of Enterprise Risk Management program
  • Assist with the collation of compliance reporting to the relevant governance bodies
  • Assist in maintaining Compliance policies and procedures.
Your Background: 
  • Tertiary qualification.
  • 1-3 years' experience within Financial Services with a focus on Compliance and Risk
  • General understanding and interest of financial markets
If this sounds like you, please hit apply now or contact Jade Blackburn

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