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Compliance Analyst - Wealth Manager

Job Title: Compliance Analyst - Wealth Manager
Location: Sydney
Reference: 3208798
Contact Email:
Job Published: February 17, 2021 21:02

Job Description

This is a unique Compliance Analyst career opportunity to join a reputable & well established financial services advisory Firm. The company specialise within Wealth Management, Investment Advice and Asset Management. 

Working closely with the talented Head of Compliance & Risk, this role focuses around the following tasks;
  • Providing commercial and accurate advice to the business relating to compliance matters.
  • Undertaking assessment of the compliance processes across all business units.
  • Implementing continuous enhancements to improve compliance frameworks. 
  • Monitoring industry developments and communicating with the relevant business units.
This role is to join a boutique team whereby you will gain invaluable insight & exposure across the business – and your contribution will have a direct impact on the success of the governance programme.

To be considered you have:
  • Solid compliance & risk work experience within the Financial Services sector.
  • Strong knowledge of regulatory policy and licensing obligations in Australia
  • Exceptional stakeholder management and communication skills – both verbal and written
  • Strong business acumen
  • Ideally hold a Legal qualification or legal working experience.
We require a focused professional who wants to enhance their compliance & risk experience under the guidance of a talented Manager.

Applications welcomed!