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Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Brisbane
Reference: 2688933
Contact Name: Sarah Kennedy
Contact Email:
Job Published: March 23, 2018 15:59

Job Description

Our client is a fund administrator servicing the financial services sector nationally. With almost 100 staff, administering some $10 billion in funds. Chiefly operating in Fixed Interest, managed funds and superannuation schemes. This is a newly created role rarely on offer in Brisbane, offering variety and a flexibility in the working hours.
Going through impressive growth and operating in a niche part of the market they continue to outperform their competition. Offering a high performance and collaborative culture they enjoy great staff retention and a boutique office culture. 

Reporting the to the Managing Director, some of the key responsibilities are: 
  • Ownership of the Money Market Division’s monitoring & supervision responsibilities in compliance with relevant agreements and regulation.
  • Reporting of activities undertaken as part of monitoring and supervision program.
  • Training of staff, whether it be the general awareness of all staff or more specific training of specialist roles as a key component of maintaining an effective compliance discipline.
  • Continual review of Group policy and procedures to ensure best practice and to take account of regulatory or other changes
  • To be an integral part of the Internal Compliance Committee providing support to the Executive in the ongoing management of the wider compliance function.
The successful candidate will have strong working knowledge of the laws affecting financial services, including AML/CTF compliance and would have ideally worked in, Fixed Income/ Fixed Interest, funds management and or superannuation previously. 
You will have a relevant tertiary degree with many years of experience in Financial Markets, Operations and or Funds Management and have a thorough and demonstrated knowledge of industry related procedures and compliance requirements. You will have excellent communication skills and be highly organised and have impeccable written skills. 

For more information please call Sarah Kennedy 07 3854 3801 or apply below.

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