Job Description
The client offer a Sydney CBD based location with iconic views, benefits of continuous professional and personal development, a focus on wellness and social activities with a fully catered restaurant on site.
For this role you will need:
- 10 + years compliance experience in banking
- Work experience with regulators such as ASIC and APRA
- Degree in finance, law, accounting or related
- Ability to manage a small team
- Strong report writing skills
- Fluent in Mandarin
- Draft, review and update compliance policies and procedures
- Advise and implement regulatory and internal requirements that relate to the bank's businesses and operations
- Project manage and advise on regulatory changes such as FACTA, CRS, banking codes and other internal requirements
- Ensure all registration, licensing and reporting are all in compliance
- Provide advisory supports to the businesses in accordance with applicable laws, regulations, guides, codes or industry practices
- Lead investigations or other compliance related inspections and monitoring Liaise and manage enquiring from regulators, government authorities, industry bodies or professional advisers such as ASIC, ACCC, AFCA, Police, ABA, BCCC, and auditors
- Manage and investigate customer complaints
- Provide training to management and staff on compliance related matters
- Liaise with and coordinate responses to Head Office requests on a timely basis
- Prepare and co-ordinate compliance committee papers
If you match the requirements for this role and would like to discuss this opportunity further please call Niamh Patton - Perigon Group 02 9775 5930
