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Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Sydney
Reference: lf3082238
Job Published: April 21, 2020 12:01

Job Description

An International bank is currently looking to expand their Risk & Compliance team. The key primary responsibilities are developing, recommending and implementing appropriate systems policies and procedures to ensure compliance with relevant laws, prudential standards, rules and guidelines and codes of practice throughout Sydney.

Key Responsibilities:
  • Draft, review and update compliance policies and procedures.
  • Advise and implement regulatory and internal requirements that relate to the bank's businesses and operations.
  • Project manage and advise on regulatory changes such as FACTA, CRS, banking codes and other internal requirements.
  • Ensure all registration, licensing and reporting are all in compliance.
  • Provide advisory supports to the businesses in accordance with applicable laws, regulations, guides, codes or industry practices.
  • Lead investigations or other compliance related inspections and monitoring Liaise and manage enquiring from regulators, government authorities, industry bodies or professional advisers such as ASIC,ACCC, AFCA, Police, ABA, BCCC, and auditors.
  • Manage and investigate customer complaints.
  • Provide training to management and staff on compliance related matters.
  • Liaise with and coordinate responses to Head Office requests on a timely basis.
  • Prepare and co-ordinate compliance committee papers.
 About you:
  • 10 + years experience in banking.
  • Ability to manage a small team.
  • Work experience with regulators such as ASIC.
  • Degree in finance, law, accounting or related.
  • Strong report writing skills.
  • Ability to speak/write in Mandarin.

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