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Compliance Officer

Job Title: Compliance Officer
Location: Sydney
Reference: 3171571
Contact Email:
Job Published: September 25, 2020 22:46

Job Description

We seek a proven Compliance Officer to join a leader within the financial services sector.

This is a contract role which requires a 12-month commitment. Head office is located within Sydney, City.

Reporting into the Operations Manager, this role requires someone from an operations background, with a proven autonomous style and ability to manage and take accountability.

The role sits in the onboarding team and will cover duties such as the:

  • Coordination of multiple facets of contract execution for onboarding new brokers
  • Execution of tasks to ensure accreditation is completed and all industry membership valid prior to activation
  • Recording with accuracy and timeliness the details of broker in regulatory interface (ASIC)
  • Undertaking periodic testing for controls to ensure satisfactory workflow processes
To be considered for this job vacancy; you have proven work experience in operations involving the management of data, adhering to procedures & compliant requirements, questioning the status quo, and possess a high attention to detail.

Specifically, you have working experience across the financial services sector whereby you understand the importance of compliance implementation & adherence. You have gained experience within the mortgage broking industry or worked within a lending environment. You are savvy with Microsoft Excel, and take pride in your accuracy in documentation, review, and execution of operational tasks.

In return, this opportunity will develop your specialist knowledge and place you in a team who work hard and celebrate success & milestones as they occur.

The team are talented, tenured and take pride with empowering members in their professional growth.

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