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Compliance Specialist - Contract

Job Title: Compliance Specialist - Contract
Location: Sydney
Reference: 3203398
Contact Email:
Job Published: January 04, 2021 13:45

Job Description

Your role is to provide proactive compliance advice to the business and the roll-out of Group Compliance policies and standards as required.
Duties will encompass:
  • Perform compliance and risk monitoring of all activities within the Group and monitor adherence to investment guidelines, local regulatory requirements, and global group standards, as directed.
  • Perform regular compliance testing and compliance risk assessments across the asset management division
  • Maintain up-to-date documentation of compliance policies and procedures
  • Reviewing Australian regulatory developments relevant to the Group and its compliance and control framework
  • Updating or implementing compliance policies and processes
  • Act as a compliance co-ordination point for any internal audits or inspection general and manage recommendations
This is a pivotal contract role whereby your contribution is valued and rewarded.

You will be challenged and supported within a professional corporate environment.
To be considered, you have solid working experience in asset management compliance duties, coupled with knowledge on the regulatory environment for financial services in Australia. You have the proven ability to interpret and implement on compliance rules and regulations – and enjoy contributing to a team environment, liaising with various internal & external stakeholders.
Applications welcome – interviews begin end of January!