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Compliance Specialist - Global Funds Management Firm

Job Title: Compliance Specialist - Global Funds Management Firm
Contract Type: Temporary & Contract
Location: Sydney
Reference: 3341110
Contact Name: Jodie Jokhan
Contact Email:
Job Published: October 18, 2021 22:16

Job Description

An opportunity has become available in one of the worlds' premier providers of global investment management.  

This established business requires a Compliance Specialist, to join their team for a approx.. 6-month temporary role.

The role is to be responsible for providing compliance and regulatory advice to the business and undertake regular compliance monitoring, surveillance and reporting activities.

  • Oversee the administration and operation of existing compliance policies and procedures and assisting in the drafting and review of new policies and procedures.
  • Liaise with and assist internal and external auditors.
  • Liaise with regulators and deal with sensitive and complex regulatory matters.
  • Oversee and implement a Compliance Program focused on meeting the Group’s local regulatory obligations, regulatory expectations and maintenance of its regulatory approvals.
  • Monitor local and regional regulatory developments.
You will be amongst a high-performing team and liaising with colleagues both domestically & internationally.

Working from Home arrangements.

To be considered your work profile consists of:
  • Significant years of relevant working experience in regulatory compliance at an asset management or other financial services organisation. 
  • Understanding of the regulatory environment in Australia.
  • Understanding or exposure to other regulatory regimes (such as Hong Kong/China or other APAC jurisdictions) advantageous.
  • Ability to interact and negotiate with key internal and external business stakeholders.
  • Strong written/oral communication, organizational, and interpersonal skills.
 Interviews will be conducted next week – APPLY Now!