Job Description
Key Responsibilities:
- Lead overall Know your Customer (KYC) related - gap assessments and compliance monitoring including the assessment of which clients are in scope or should be off-boarded.
- Lead review and gap assessment of existing customer data and related data controls
- Prioritise new customers on-boarding working alongside Business and Financial Crime Compliance (FCC) Stakeholders
- Implement process and controls for tactical remediation and onboarding of new customers during remediation process
- Identify control or procedural gaps and work towards a resolution
- Ensuring adequate reviews of customer files and validation that all policy requirements are met
- Demonstrate the ability to adapt timely and adequately to the new AML/CFT policies and processes changes and lead the team to comply with the new standards
- Develop and maintain Management Information (MI) reporting in accordance with business and FCC requirements
- Provide support to Internal and External audit related queries
- Coach less experienced employees especially with reference to the risk management procedures, technical guidance on the engagement, preparation of working paper file, collection of relevant documents as support etc.
- Identify control / performance improvement opportunities
- Continuously develop skills and knowledge in the areas of AML, sanctions, fraud investigation, anti-bribery & corruption and fraud risk assessment.
- Manage the close interaction between the Business and Financial Crime Compliance teams to ensure seamless communication and consistency
- Strong understanding of KYC / AML, particularly in Financial Institutions
- Good knowledge and undertaking of the global/ local risk management procedures and responsibility for ensuring its compliance in day-to-day operation of engagements
- Experience in managing a team
- Excellent eye for details and strong analytical mindset
- Able to work independently
- Ability to work under pressure in a team environment
- Self-motivated, able to work independently when needed and to prioritise tasks
If you are interested please contact Jade Blackburn on 3854 3803 or Apply now!