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Investment Compliance, Team Lead

Job Title: Investment Compliance, Team Lead
Contract Type: Permanent
Location: Sydney
Reference: 2879061
Job Published: January 25, 2019 16:00

Job Description

Our client is a well-respected and global financial institution, they seek a talented Investment Compliance, Team Lead to join their high-performing group located in Sydney City.

This integral role provides support to Senior Management with the oversight of the day-to-day operations within the Investment Compliance team.

In this pivotal role, you are responsible for managing the BAU workflow to include oversight, checking, audit, cross training and coverage as required. You will be the reliable escalation point for queries and requests, whilst providing product knowledge support to new or junior staff (demonstrating an excellent understanding of funds management and monitoring services). This is a high-exposure role whereby you will be managing various stakeholders – providing the highest level of customer service.

If you have solid knowledge and experience in risk management and compliance and a demonstrated commitment to maintaining and educating around key risk policies – we want to speak with you!

The ideal candidate brings investment compliance experience from either a custody or funds management background, coupled with Strong Microsoft Excel skills, especially macros (VBA).

Competitive remuneration package on offer. 

In addition, this Group promotes work/life balance for its employees and has recently rolled out technology enabling work-from-home arrangements. They are known for their tenured, inclusive culture and their focus on providing local + international career opportunities.  

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