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Regulatory Compliance Advisor

Job Title: Regulatory Compliance Advisor
Contract Type: Temporary & Contract
Location: Brisbane
Reference: 3325601
Job Published: September 10, 2021 15:33

Job Description

Our client is one of Australia's longest standing fund management businesses and are continuing to move from strength to strength in 2021. The business growth plan is extremely exciting this role, a 9 month fixed term contract, could certainly provide an introduction to the business, long-term.   

Your responsibilities will include but are not limited to:
  • Provide solution based legal and compliance advice and guidance to the business
  • Interpretation & implementation of internal and external legislative and regulatory obligations
  • Assisting with the review of client disclosure materials and the management/oversight of compliance and legal and regulatory risks.
  • Contributing to, enhancing and monitoring the Compliance Program ensuring effective controls are in place, understood, performed, tested and managed;
  • Investigating compliance breaches and incidents, ensure remediation actions are performed and assist the business in business process improvements to prevent future compliance breaches.
Other Qualifications/ Necessities needed: 
  • Strong knowledge of standards, legislation, systems, tools and methodologies relevant to the functions of the role including Corporations Act, , Prudential Standards, Privacy Act and AML/CTF Act;
  • Relevant tertiary qualifications in Law, including a current unrestricted practicing certificate as a Legal Practitioner in Australia; (preferred)
You will need exceptional communication and interpersonal skills. If you are a highly motivated and driven person, this role will be highly beneficial in reaching career goals! 

If you think you have what it takes to succeed in a role like this, please get in touch for a highly confidential discussion- or 07 3854 3809

Looking to shortlist this role by the 17th of September, so please get in quick!