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Senior Analyst, Regulatory Affairs and Compliance

Job Title: Senior Analyst, Regulatory Affairs and Compliance
Contract Type: Temporary & Contract
Location: Brisbane
Reference: 3349138s
Contact Name: Sarah Vanderheld
Contact Email:
Job Published: November 30, 2021 16:16

Job Description

The Company
Large Sophisticated Investment Management business, looking for a Regulatory & Compliance Specialist to join their group team and support the organisation globally.

Reporting to the General Counsel you will be tasked with driving regulatory & compliance initiatives across a broad range of investment teams and business partnering with all divisions.  

The Role

This is a very broad role, encompassing Regulatory & Compliance Risk Management, the key responsibilities include: 
  • Contribute to the development and implementation of a world class global regulatory risk and compliance framework and related policies and processes.
  • Drive risk management and compliance initiatives across the business, to protect the business from major risks and support the achievement of our strategic objectives.
  • Act as a trusted advisor to internal stakeholders, providing them with up-to-date and sound advice and information.
  • Investigate and analyse regulatory changes which impact corporate or our clients, and recommend frameworks and controls to ensure that relevant regulatory obligations are met
About You
The successful candidate will have a tertiary qualification in Law, Finance, Accounting or Commerce and have previous experience in Regulatory risk management & Compliance in a complex Financial Institution. 

You will have in-depth knowledge of the current regulatory environment across financial services in Australia and a proven ability to interpret and implement compliance rules and regulations – and enjoy contributing to a team environment, liaising with various internal & external stakeholders.
If you are looking to work for a highly professional blue-chip organisation that is passionate about building and maintaining a robust risk and compliance culture then please apply. 

Unique opportunity to work across a variety of sectors and asset classes. 

For a confidential discussion please contact Sara or Andy to discuss on 07 3854 3800.