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Senior Compliance Analyst

Job Title: Senior Compliance Analyst
Contract Type: Permanent
Location: Sydney
Industry:
Reference: 3174968
Contact Name: Niamh Patton
Contact Email: niamh.patton@perigongroup.com.au
Job Published: October 07, 2020 17:02

Job Description

An opportunity for a Senior Compliance Analyst for an Elite Financial Services Advisory Firm. The company specialise within Wealth Management, Investment Advice and Asset Management. 

An excellent opportunity for a person looking to take the next step in their career with the opportunity to get hands on exposure to compliance monitoring and testing. 

Based in Sydney and working cohesively with the wider business, you will be responsible for:
  • Driving compliance strategy across all business sectors 
  • Undertaking assessment of compliance review - monitoring and testing 
  • Implementing continuous enhancements to improve compliance frameworks 
  • Working with key stakeholders both internal and external 
  • Staying up to date on industry changes and initiating them across the business   
To be successful in this role you will need:

  • 4 + years experience in a compliance function within Financial Services 
  • Strong knowledge of regulatory policy and licensing obligations in Australia
  • Exceptional stakeholder management and communication skills – both verbal and written
  • Strong business acumen 
To be considered for this role, please reach out to Niamh at Perigon Group 02 9775 5930.