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Senior Compliance Manager

Job Title: Senior Compliance Manager
Contract Type: Permanent
Location: Sydney
Reference: 3260652
Contact Email:
Job Published: June 16, 2021 15:03

Job Description

This global asset manager is a highly regarded brand, producing long term growth & returns for their Australian clients. They have an office of about 30 staff in Australia and are seeking a stand-alone Senior Compliance Officer to join their close-knit team. 

Your role is to provide proactive compliance advice to the business and the roll-out of Group Compliance policies and standards as required. You will report into the local CEO and regional CRO.
Duties will encompass:
  • Perform compliance and risk monitoring of all activities within the Group and monitor adherence to investment guidelines, local regulatory requirements, and global group standards, as directed.
  • Perform regular compliance testing and compliance risk assessments across the asset management division
  • Maintain up-to-date documentation of compliance policies and procedures
  • Reviewing Australian regulatory developments relevant to the Group and its compliance and control framework
  • Updating or implementing compliance policies and processes
  • Act as a compliance co-ordination point for any internal audits or inspection general and manage recommendations
This is a pivotal role whereby your contribution is valued and rewarded.

You will be challenged and supported within a professional corporate environment.
To be considered, you will have solid working experience in compliance within asset management or funds management, coupled with knowledge on the regulatory environment for financial services in Australia.

You have the proven ability to interpret and implement compliance rules and regulations – and enjoy contributing to a team environment, liaising with various internal & external stakeholders both locally and regionally.
If this sounds like your next role, please hit APPLY today. 

Lauren Johnson