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Senior Compliance Officer

Job Title: Senior Compliance Officer
Location: Sydney
Reference: 3081700
Contact Email:
Job Published: January 06, 2020 10:35

Job Description

This premier global banking giant has a presence in over 50 global locations and delivers a full range of advice and products to its clients. Combining wealth management, asset management and investment banking this highly regarded firm consistently outperforms competitors both locally and internationally.  

This talented Compliance team covers financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local regulatory obligations. You will join them in a 12-month contract capacity, to undertake tasks including:

  • Perform compliance risk mapping and management (e.g. AML / CFT risk map, compliance plan risk mapping, assisting ORPC with compliance function risk map, etc)
  • Monitor the implementation of all compliance actions and compliance related recommendations issued by regulators, internal or external auditors
  • Perform compliance ‘deep dive’ where risk indicators warrant one to be performed
You will work closely with the heads of the business and partner with the various leadership teams to provide technical advice and support.

We seek an individual who has prior compliance experience (ideally within banking), sound knowledge of risk principles and a good understanding of compliance principles and local regulatory and market requirements (ASIC, AUSTRAC, APRA, ASX, FMA, FAA). Excellent remuneration.

Mandarin speaking skills required.

Applications welcome – hit “Apply”:

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