Job Search

Senior Compliance Specialist (Regulatory & Policy)

Job Title: Senior Compliance Specialist (Regulatory & Policy)
Location: Sydney
Reference: 3203398b
Contact Email:
Job Published: March 02, 2021 21:31

Job Description

This contract role will work closely with the heads of the business and partner with the various leadership teams providing technical advice and support.

In this role, you will cover compliance topics, such as financial security, professional ethics, market integrity, protecting interests of clients, Group policy and local regulatory obligations.

Duties will encompass:
  • Perform compliance and risk monitoring of all activities within the Group and monitor adherence of regulatory evolutions that have an impact of the business
  • Maintains all compliance and regulatory registers
  • Conducts comprehensive analyses of the impact of compliance framework evolutions to business lines
  • Maintains all compliance and regulatory registers
  • Subject matter expert in local regulatory requirements and Group compliance policies.
This is a pivotal contract role whereby your contribution is valued and rewarded.

You will be challenged and supported within a professional corporate environment.

To be considered, you have:
  • Sound knowledge of principles and practices of licence obligations and compliance standards
  • Up to date with regulatory and market requirements (ASIC, AUSTRAC, APRA, ASX, FMA, FAA)
  • Degree qualified in Business, Law or Commerce
  • Banking or Funds Management work experience, or from a Big 4 consultancy
  • And enjoy contributing to a team environment, liaising with various internal & external stakeholders.

Applications Welcome: